Bachelors' degree in Law, Finance or any other related field, Understanding capital market and its operations are essential.
DUTIES AND RESPONSIBILITES
Review and improve the compliance program based on the prioritized compliance risks to ensure that the company meets the regulatory requirements and international standards.
Review existing policies and procedures and design new policies to address identified compliance risks
Implementation of Group Policies and Procedures within the company.
Remain abreast of the status of compliance activities and provide compliance awareness for all employees in the company.
Auditing and Monitoring policies and procedures of the company.
QUALIFICATIONS AND REQUIREMENTS
Bachelors' degree in Law, Finance or any other related field.
Understanding capital market and its operations is essential.
Postgraduate studies in Compliance would be an added advantage.
Minimum 4 years' experience in the field of compliance or risk management preferably in the securities/financial services or banking industry with a proven track record.
Sound understanding of compliance requirements for investment management/unit trust management and anti-money laundering.